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What Security Certifications Do Platforms Maintain?

See which security certifications leading martech and data platforms maintain so you can assess risk, satisfy regulators, and reassure stakeholders.

Explore Financial Services Marketing Solutions See the FI AI Agent for FIs

Most enterprise-grade marketing and data platforms maintain a mix of independent security certifications and attestations, such as SOC 2 Type II for controls, ISO/IEC 27001 for information security management, and—when in scope—ISO/IEC 27701 for privacy, PCI DSS for cardholder data, or HITRUST/HIPAA-aligned controls for health data. Cloud providers may also hold FedRAMP or regional government authorizations. Together with documented data protection addenda and penetration-test reports, these certifications help you evidence that platforms meet your security, risk, and regulatory expectations.

Core Security Certifications to Look For

SOC 2 Type II — Independent attestation that platform controls operate effectively over time for security, availability, confidentiality, and related trust principles in scope.
ISO/IEC 27001 — Certification that the provider’s Information Security Management System (ISMS) follows global best practices and is audited regularly by an accredited body.
Privacy & data protection standards — ISO/IEC 27701, regional codes of practice, and documented GDPR/CCPA control mappings that describe how personal data is safeguarded.
Industry-specific frameworks — PCI DSS for card data, HITRUST/HIPAA alignment for health information, and financial-services control expectations where applicable.
Government and regional authorizations — FedRAMP or similar public-sector programs, plus regional certifications that matter in your operating jurisdictions and markets.
Supporting evidence — Pen-test summaries, vulnerability management reports, secure SDLC documentation, and incident response playbooks that complement formal certifications.

Evaluating Security Certifications Across Your Platform Stack

Use this approach to understand which certifications matter, how to verify them, and how to connect them to your own security and compliance obligations.

Inventory → Map → Verify → Gap-Analyze → Negotiate → Monitor → Refresh

  • Inventory platforms and data flows: List the martech, CRM, data, and AI platforms that store or process customer and account data. Note what data they hold and which regulations apply.
  • Map required certifications by risk: With Security and Compliance, decide which certifications or attestations are required or preferred for each platform based on data sensitivity and use cases.
  • Verify certificates and reports: Request SOC 2 reports, ISO certificates, and PCI/HITRUST documentation from vendor trust centers or NDAs, checking scope, dates, and auditor details.
  • Identify and document gaps: Compare what a vendor maintains versus your expectations. Record gaps (e.g., missing SOC 2, limited scope) and the compensating controls they offer.
  • Negotiate controls into contracts: Use MSAs, DPAs, and security addenda to formalize access to reports, breach notification timelines, and commitments to maintain or pursue certifications.
  • Monitor renewals and exceptions: Track expiration dates, remediation plans, and any material audit findings. Escalate risks that impact regulatory or internal-policy requirements.
  • Refresh your view annually: Revisit platform certifications at least yearly, or when use cases change (e.g., AI decisioning, new product lines) that raise security or regulatory expectations.

Security Certification Capability Maturity Matrix

Capability From (Ad Hoc) To (Operationalized) Owner Primary KPI
Platform Inventory Unclear which tools hold sensitive data Current catalog of platforms, data classes, and regulatory scope Security / Architecture In-Scope Platforms Cataloged
Certification Requirements Case-by-case expectations Standard certification requirements by risk tier and data type Risk & Compliance Platforms with Defined Requirements
Evidence Management Scattered reports in email threads Central repository for SOC, ISO, and other evidence with clear ownership Vendor Risk / Security Evidence Freshness (Average Age)
Contractual Controls Generic security clauses Contracts that reference specific certifications, reporting, and notice obligations Procurement / Legal Contracts with Certification Clauses
AI & Advanced Analytics Limited view of AI security posture Defined expectations for AI platforms, including model governance and data protections Analytics / Model Risk AI Platforms Meeting Security Criteria
Exam & Client Readiness Slow response to auditor and client requests Pre-built security and certification packs for regulators, auditors, and institutional clients Risk / Client Reporting Time to Respond to Evidence Requests

Client Snapshot: Security Certifications That Support Growth

A financial institution consolidating its martech stack needed stronger proof of platform security for regulators and institutional clients. By standardizing certification requirements, centralizing SOC and ISO evidence, and tightening contracting, the team cut vendor security review time by 50% and improved win rates in risk-sensitive deals. See how security, trust, and growth come together in our funded accounts perspective and our broader financial services practice.

Strong security certifications don’t replace due diligence—but they give your teams a defensible baseline for choosing platforms that can support regulated, data-driven growth.

Frequently Asked Questions about Platform Security Certifications

Which security certifications are most important for marketing and data platforms?
For most martech and analytics platforms, SOC 2 Type II and ISO/IEC 27001 are common baselines. Depending on your use cases and regions, you may also look for ISO/IEC 27701, PCI DSS, HITRUST, or government and regional certifications that align with your risk profile.
Does having SOC 2 and ISO 27001 mean a platform is “secure”?
Certifications show that defined controls were designed and audited against a standard—they are not a guarantee of zero risk. You still need vendor risk reviews, architecture assessments, and ongoing monitoring to confirm that a platform fits your environment and obligations.
How often should we review platform security certifications?
At least annually, or when key events occur—such as material audit findings, acquisitions, major platform changes, or expanded use of sensitive data and AI. Tracking report dates and expiration helps you avoid relying on stale evidence in exams or client reviews.
Where do we get proof of a platform’s certifications?
Many vendors publish high-level details on a trust or security page and provide full SOC reports, ISO certificates, and related evidence under NDA. Procurement, Security, or Vendor Risk teams typically manage these requests and store the evidence in a central repository.
How do AI platforms and agents fit into this?
AI platforms should meet the same baseline expectations for security and privacy as other data platforms, plus additional controls for model governance and data minimization. Certifications from the underlying cloud providers, combined with your own controls, help close the loop.
How can The Pedowitz Group help with security certification strategy?
We help financial institutions and other regulated organizations align platform choices, certification requirements, and vendor risk processes with growth goals—so your marketing and AI initiatives move faster without creating new security or compliance surprises.

Build a Platform Stack Regulators and Clients Can Trust

We’ll help you connect platform security certifications, vendor risk, and marketing performance into a single, defensible story.

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