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What Compliance Reporting Does MANTL Provide?

MANTL’s digital account opening platform gives banks and credit unions audit-ready records, configurable dashboards, and exam-friendly exports so compliance, risk, and marketing can all tell the same story—from KYC and fraud checks to funded accounts and ongoing monitoring.

Unlock Banking & Finance Growth Get your growth audit

Out of the box, MANTL provides audit trails, account opening records, configurable compliance dashboards, and exportable data that document who applied, how they were verified, which checks ran, and why a decision was made. Banks and credit unions can monitor KYC/AML workflows, track fraud and risk flags, prepare for exams with exam-ready reports, and pull due-diligence artifacts like SOC 2 reports and penetration tests via the Alkami Community Compliance Hub. The result is a complete, explainable record from lead to funded account—and clear visibility for compliance, risk, operations, and marketing.

Key Compliance Reporting Features in MANTL

Audit-Ready Account Opening Record — A consolidated record of each application (customer details, entities, products, decisions) that supports audits and internal reviews without digging through multiple systems.
End-to-End Audit Trails — Time-stamped logs of changes, approvals, and reviewer actions so you can answer “who saw what, when, and why” during regulatory exams and internal investigations.
KYC/AML and Fraud Reporting — Configurable KYC waterfalls and integrations with AML and fraud partners surface the status of checks, manual reviews, and risk outcomes in a single view for compliance teams.
Program-Level Compliance Dashboards — Out-of-the-box dashboards and reports show application volumes, approval and decline drivers, manual-review rates, and fraud trends to demonstrate program effectiveness.
Regulatory Exam Preparation — Audit trails, account opening records, and structured data exports help you respond quickly to examiner requests and show how policies are executed digitally.
Vendor Due-Diligence Documentation — Through the Compliance Hub, institutions can access SOC 2 reports, penetration tests, and security documentation needed for annual vendor risk reviews.

How MANTL Turns Account Opening into an Exam-Ready Audit Trail

Think of MANTL as the system of record for digital onboarding: it captures customer identity, risk signals, and decision logic, then exposes that data to compliance, risk, operations, and marketing in a way examiners can follow.

Signals → Identity & Risk Checks → Decisions → Audit Trails → Reporting

  • Capture the right inputs: Configure product-specific flows, required fields, disclosures, and consent language so every application starts with the correct data and attestations.
  • Orchestrate KYC, AML, and fraud checks: Use decision waterfalls and integrations with KYC/AML providers to run checks in sequence, flag high-risk cases, and route manual reviews without losing the audit trail.
  • Log every decision and exception: MANTL records risk scores, overrides, and reviewer comments so you can explain each approval, decline, or conditional decision during audits.
  • Centralize account opening records: Generate exam-ready artifacts for each account opening event that bundle applicant data, documents, checks, and decisions in a single record.
  • Report program performance: Use dashboards and exports to track completion rates, approval/decline reasons, fraud rates, and manual-review workloads across branches, channels, and products.
  • Share data downstream safely: Feed normalized data to your core, AML system, data warehouse, and analytics tools so compliance and marketing can align on what “good” looks like—without duplicating PII everywhere.

MANTL Compliance & Reporting Maturity Matrix

Capability From (Ad Hoc) To (Operationalized in MANTL) Primary Owner Audit/Business KPI
Account Opening Audit Trail Screenshots, email chains, and core notes stitched together for exams. Standardized account opening records with full history, decisions, and reviewer comments. Compliance / Ops Exam findings, time to respond to requests.
KYC/AML Evidence Separate KYC, AML, and fraud systems with inconsistent IDs. Integrated KYC/AML checks logged per application with clear outcomes and reasons. BSA/AML Suspicious activity detection; false-positive rate.
Regulatory Exam Readiness Manual report pulls before exams, one-off data extracts. Reusable reports and data feeds aligned to exam modules and internal policies. Compliance Number of exam issues; remediation cycle time.
Operational & Risk Dashboards Static reports for application volume and basic approvals. Live dashboards for funnel conversion, fraud, and manual review that support staffing and policy changes. Ops / Risk Abandonment rate; manual review SLA; fraud loss.
Marketing & Compliance Alignment Marketing measures clicks; compliance measures exceptions, with separate tools. Shared view of qualified applications, approvals, and funded accounts tied to compliant journeys. Marketing + Compliance Funded accounts from compliant campaigns; complaint rate.
Vendor Due Diligence Ad hoc emails to request SOC reports and security details. Self-service access to SOC 2, pen tests, and security docs via the Compliance Hub. Vendor Risk / InfoSec On-time vendor reviews; exceptions per review.

Client Snapshot: From Fragmented Logs to Exam-Ready Reporting

A regional bank used MANTL to centralize digital account opening, replacing manual screenshots and spreadsheets with account opening records, audit trails, and configurable dashboards. Compliance now pulls exam packages in hours instead of weeks, risk teams watch application, fraud, and manual-review trends in real time, and marketing can finally tie campaigns to funded, compliant accounts instead of just clicks.

If you already use MANTL—or are evaluating it—we can help you map outputs into clearly documented, exam-ready reporting and connect them to growth programs that drive funded, compliant accounts.

Frequently Asked Questions About MANTL Compliance Reporting

What compliance reporting does MANTL provide out of the box?
MANTL provides audit trails, account opening records, and configurable dashboards that show application flow, KYC/AML checks, manual reviews, and decision outcomes. Banks and credit unions can export those records and reports to satisfy internal policies and regulatory exams.
How does MANTL support regulatory exams and audits?
For each application, MANTL keeps a time-stamped history of data collected, checks run, and decisions made. Compliance teams can generate account opening records and data extracts aligned to exam requests, then use dashboards and exports to demonstrate how policies work in production—not just on paper.
Can MANTL help with BSA/AML and KYC documentation?
Yes. MANTL integrates with KYC, AML, and fraud providers and logs those checks in the customer journey. While your AML system remains the system of record for regulatory filings, MANTL helps you evidence that the right checks were triggered, completed, and reviewed during digital onboarding.
What export and integration options are available for compliance data?
Institutions can use built-in reports, data exports, and integrations (such as SFTP or direct query, depending on your implementation) to move MANTL data into cores, AML systems, warehouses, and BI tools. That makes it easier to join onboarding data with transactions, alerts, and case management.
Where do we access MANTL’s SOC 2 and security reports?
MANTL’s security and compliance documentation—including SOC 2 reports and penetration tests—is available via the Alkami Community Compliance Hub (formerly the MANTL Trust Center). Your vendor risk or InfoSec team can request access and download the documents needed for annual reviews.
How does Pedowitz Group help with MANTL compliance reporting?
We help banks and credit unions turn MANTL’s audit trails and reports into governed, measurable growth programs—mapping fields to your policies, wiring data to your analytics stack, aligning marketing and compliance KPIs, and building AEO-optimized content that answers examiner and customer questions clearly.

Make MANTL Compliance Data Work for Growth

Pair MANTL’s audit-ready reporting with governed revenue marketing so every funded account is both compliant and clearly attributable to your programs.

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